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Investor Charter

Investment in the stock market is subject to market risk, we DO NOT offer any guaranteed profit services or Fixed Returns Services. We DO NOT provide any assurance or guarantee of profit or returns with any of our services. Trading in the Stock Market may result in Partial or Complete loss of Gains as well as Initial Capital. Before taking our Research Alerts Services & any services of SM Research firm, Clients should read carefully the Disclaimer, Legal disclaimer, terms and conditions, refund policy and other policies of our company. We do not provide any recommendation or any services through Telegram/ Instagram/Etc . We DO NOT accept payment of Research Alerts Service fee in any personal or Individual bank account, all payments made should be done in SM Research current account only..
Investing and Trading in stock market is risky. It Involves both profit and loss, Due to leverage both profit and loss are exaggerated, our research service gives research alerts for trading ideas in which both target and stop loss is mentioned, however execution of trade is solely the responsibility of the client. We DO NOT provide any trade execution services. All our research alerts are to be considered only as a reference tool and clients should not consider our research alerts as Personal Investment/Trading Advice in any condition. We DO NOT take any responsibility for any losses that the User may incur.

Vision and Mission Statements for investors.

Vision

  • Invest with knowledge & safety.

Mission
Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

Details of business transacted by the Research Analyst with respect to the investors.

  • To publish research report based on the research activities of the RA.
  • To provide an independent unbiased view on securities.
  • To offer unbiased recommendation, disclosing the financial interests in recommended securities.
  • To provide research recommendation, based on analysis of publicly available information and known observations.
  • To conduct audit annually.

Details of services provided to investors (No Indicative Timelines)

  • Onboarding of Clients.
  • Disclosure to Clients.
  • To distribute research reports and recommendations to the clients without discrimination.
  • To maintain confidentiality w.r.t publication of the research report until made available in the public domain.

Expectations from the investors (Responsibilities of investors)

  • Do’s

i.Always deal with SEBI registered Research Analyst.
ii. Ensure that the Research Analyst has a valid registration certificate.
iii. Check for SEBI registration number.
iv. Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: (https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognised pi=yes&intmId=14)
v. Always pay attention towards disclosures made in the research reports before investing.
vi. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
vii. Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.
viii. Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
ix. Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don’ts

i Do not provide funds for investment to the Research Analyst.
ii. Don’t fall prey to luring advertisements or market rumors.
iii. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
iv. Do not share login credentials and password of your trading and demat accounts with the Research Analyst.